Brokerage Authorization Disclosure

SOVEREIGN TRADING CAPITAL, INC.

Effective Date: May 10, 2026 Last Updated: May 10, 2026

Required reading before connecting your brokerage account.

When you connect your Tastytrade brokerage account to Sovereign Trading, you grant Sovereign specific limited permissions described below. Please review carefully.

What Sovereign CAN do with your account

Sovereign is authorized to:

• Read your account balance, positions, and trade history
• Place options orders consistent with your selected strategy on your account
• Modify or close open positions placed by Sovereign
• Receive market data via the brokerage API for trade execution

What Sovereign CANNOT do

Sovereign is NOT authorized to:

• Withdraw, transfer, or move funds out of your brokerage account
• Initiate ACH transfers, wire transfers, or any other money movement
• Trade securities or instruments outside your selected strategy (no stocks, no other options, no futures, no crypto)
• Modify your account beneficiaries, contact information, or non-trading account settings
• Access your tax documents or other personal records at the brokerage
• Authorize any third party to access your account
• Close or open accounts at your brokerage on your behalf

You can revoke this access at any time

Three ways to revoke Sovereign's access:

1. Disconnect Sovereign in your customer dashboard at sovereigntrading.ai
2. Revoke API access directly in your Tastytrade settings (this is the strongest revocation method, as it cannot be reversed by Sovereign)
3. Send written notice to founders@sovereigntrading.ai

When you revoke access:

• Sovereign will stop placing new trades on your account within one (1) trading day
• Open positions placed by Sovereign will close per strategy exit rules (typically same-day expiration for 0DTE strategies)
• You will be billed for fees accrued up to the revocation date through normal continuous accrual calculation
• Your subscription remains paused until you reconnect a brokerage or cancel your subscription

Important to understand

Your money stays at your broker. Sovereign does NOT hold or custody your funds at any time. Your brokerage account remains owned by you. Your funds are subject to whatever protections (such as SIPC coverage) your brokerage provides.

You can monitor your account directly. You can log into Tastytrade at any time and see exactly what's happening on your account. The customer dashboard Sovereign provides is for convenience and transparency; the brokerage's record is authoritative for any dispute.

Sovereign sees only what you authorize. Sovereign cannot see other accounts you may hold at the same brokerage or at other brokerages. Sovereign cannot see your funding sources, withdrawal history, or accounts unrelated to the connected account.

OAuth tokens are encrypted. When you authorize Sovereign, your brokerage issues an OAuth access token and refresh token. Sovereign stores these tokens encrypted at rest using application-layer encryption. Sovereign personnel cannot read your tokens in plaintext.

Sovereign respects token expiration. OAuth tokens expire periodically. Sovereign refreshes tokens automatically as long as authorization remains active. If the brokerage invalidates a token (because you revoked access, the brokerage changed policies, or for any other reason), Sovereign cannot place trades on your account until reauthorization.

Two-factor authentication recommended

For accounts with capital above $250,000, two-factor authentication on your Sovereign account is mandatory. For accounts below this threshold, two-factor authentication is strongly recommended and can be enabled in your account settings at sovereigntrading.ai/account/security.

By connecting your brokerage account, you acknowledge

a. You have read and understood the specific permissions granted b. You understand Sovereign cannot move money out of your account c. You can revoke access at any time using any of the three methods above d. The brokerage's record of trades and balance is authoritative e. You will monitor your brokerage account independently f. You will report any unauthorized activity immediately to both your brokerage and to Sovereign

By clicking "Authorize Tastytrade Connection" during account activation, you agree to these specific permissions and the related provisions in the Customer Agreement.

Sovereign Trading Capital, Inc. 9350 Wilshire Boulevard, Suite 203 Beverly Hills, California 90212 +1 (424) 777-4553 sovereigntrading.ai